The Exchange Analytics Cybersecurity course is a perfect training solution for NFA-member firms (FCMs, IBs, CTAs, CPOs, RFEDs, SDs, MSPs, RMLOs), FINRA-registered BDs and SEC-registered IAs.
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As cybersecurity has become a central regulatory focus, regulators of financial services firms have either mandated training or emphasized that training is an important part of a firm’s cybersecurity practices:
NFA: The National Futures Association’s “Information Systems Security Programs” Interpretative Notice requires all NFA members to provide their employees with cybersecurity training upon hiring and periodically during their employment.
FINRA: An extensive report issued by the Financial Industry Regulatory Authority emphasizes that a well-trained staff is an important defense again cyberattacks.
SEC: Guidance to investment companies and advisers from the Securities Exchange Commission’s Division of Investment Management in addressing cybersecurity risks is similar to the training recommendations made by FINRA.