FCM Experienced Employee Premier - FCM Bundle
Description: This bundle includes course content required for experienced (1 year or more) employees at Futures Commission Merchants registered with the National Futures Association in the U.S. In particular, this bundle includes the standard version of our CFTC Customer Protection Rule course, which is required by CFTC Regulation 1.11. Also included in this Premier bundle are two of our most popular "Best Practices" courses: Market Conduct and Noncompetitive Trading (U.S.).
1. Periodic Ethics
2. Customer Protection Rule
3. AML for Financial Services
5. Noncompetitive Trading – U.S
6. Identity Theft Prevention
7. Market Conduct