FCM Experienced Employee Basics - FCM Bundle
Description: This bundle includes course content required for experienced (1 year or more) employees at Futures Commission Merchants registered with the National Futures Association in the U.S. In particular, this bundle includes our "test through" version of our CFTC Customer Protection Rule course, which is required by CFTC Regulation 1.11. Not included in this Premier bundle are two of our most popular "Best Practices" courses: Market Conduct and Noncompetitive Trading (U.S.), as well as the Futures Ethics - Periodic course that is typically taken every 2-3 years.
1. Customer Protection Rule
2. AML for Financial Services
4. Identity Theft Prevention