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Broker-Dealer Basics Bundle

Price: $60

Discount:  8%

Description:  This bundle includes course content required for relevant individuals working at Finra-registered Broker-Dealers.  Not included in this bundle are two of our most important compliance courses: Cybersecurity and Identity Theft Prevention Program.

Curriculum Content:
1. AML for Financial Services
2. SEC Regulation Best Interest (Reg BI)