New Employee - Swaps Bundle
Description: This bundle includes course content required for new Associated Persons (1 year or less) working in U.S. swaps markets regulated by the CFTC and National Futures Association. Also included in this bundle are two of our most popular "Best Practices" courses: Market Conduct and Noncompetitive Trading (U.S.).
1. Introduction to Swap Dealer Requirements
2. 3. AML for Financial Services
5. Noncompetitive Trading Training - U.S. Version
6. Identity Theft Prevention
7. Markey Conduct