FINRA Firm Element CE & Annual Compliance Meeting
Price: $15
Description: This course is designed to satisfy FINRA registered firms’ requirement to provide Firm Element Continuing Education and Annual Compliance Meeting requirements. It is offered in a semi-customizable format that allows you to:
For example:
- Design the course by choosing from 125+ pre-selected topics across 23 categories (click the Course Overview pdf below for the full list)
- Add firm-specific content to further tailor the course content to your firm’s specific training requirements:
- up to 8 additional topics developed with your own content (we’ll provide the audio)
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- links to firm-specific policies, procedures or other governance documentation
- firm logo and branding
