Futures Ethics - Periodic (Institutional Version)
Length of Course: 50-60 min
Description: This is a ‘refresher’ version of our Initial Futures Ethics course; it is typically taken every 3 years following completion of the Initial course. The “Institutional” version of the Periodic Ethics course is meant for those folks that deal primarily with institutional customers or qualified investors, and the emphasis is on transactional issues (wash trading, disruptive trading, EFRPs, etc.). This course meets the criteria for ongoing training for firms and APs to meet their regulatory obligations to reinforce professional conduct. Both Ethics courses provide General Continuing Education credit for CFP professionals and CE credits toward the CIMA and CPWA certifications from the Investments & Wealth Institute.
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