Exchange Analytics’ suite of training courses covers primary areas of regulatory focus. We also design customized training courses for the special needs of Futures Commission Merchants, Broker/Dealers and other financial institutions.
Exchange Analytics
A leader in futures/derivatives and securities compliance training and certification.
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FINANCIAL SERVICES
Securities, Futures, and Swaps Professionals
We have expanded our course offerings to cover the swaps market, securities market, and now deliver courses for non-U.S. markets. Find your required and best practice courses simply by searching registration type Here!
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MORTGAGE
Residential Mortgage Lenders & Originators
Under the Treasury Department’s Bank Secrecy Act (BSA), The Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.
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CUSTOMIZED CORPORATE SOLUTIONS
Build a Course to Suit Your Needs
We offer an extensive range of customized course capabilities that includes authoring, developing, and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.
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