Exchange Analytics develops and distributes regulatory compliance training for the financial services and mortgage origination industries as our primary areas of focus. After getting started with futures traders in Chicago, we now regularly serve clients in the equities, swaps, and fixed-income markets. We also help mortgage loan originators and money service businesses meet their compliance training requirements. Find your required and best practice courses with our Course Finder.
Use Our Course Finder
Regulatory Compliance Training
You Can Trust
For over 30 years, Exchange Analytics has been a trusted leader in regulatory compliance training for U.S.-listed derivatives markets. We proudly serve the world’s leading financial institutions, including 75% of U.S. futures clearing firms and affiliates of two-thirds of all global systemically important banks.
FINANCIAL SERVICES
Securities, Futures, and Swaps Professionals
While serving 75% of U.S. futures clearing firms, we proudly partner with hundreds of broker-dealers, asset managers, introducing brokers, investment advisers, commodity trading advisors, commodity pool operators, swap dealers, exchanges and clearing houses. Our reach extends globally, collaborating with affiliates of two-thirds of all global systemically important banks while offering an innovative suite of courses for clients in over 40 countries.
View Courses
MORTGAGE
Residential Mortgage Lenders & Originators
Under the Treasury Department’s Bank Secrecy Act (BSA), the Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.
View Courses
CUSTOMIZED CORPORATE SOLUTIONS
Build a Course to Suit Your Needs
We offer extensive customized course capabilities, including authoring, developing and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.
Get a Quote
