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Industry
Registration Type
AML for Financial Institutions
$30
AML for Registered MSBs
$30
AML for RMLOs
$30
CFTC Customer Protection Rule
$60
Cybersecurity Introduction
$50
Cybersecurity Refresher
$40
Derivatives Market Conduct
$35
Futures Ethics - Periodic (Institutional Version)
$45
Futures Ethics - Periodic (Retail Version)
$45
Futures Ethics Initial
$75
Hostile Work Environment Prevention
$5
Identity Theft Prevention
$35
Intro to Swap Dealer Requirements
$75
Noncompetitive Trading - Global
$55
Noncompetitive Trading - U.S. Derivatives Exchanges
$40
Regulation Best Interest
$35
Sexual Harassment Prevention (IL)
$5
Sexual Harassment Prevention (NY)
$5
Swap Dealer Marketing Supervision Requirements
$25
Swap Dealer Periodic Ethics
$45

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