Course Catalog
| Approx. 120 minutes
This comprehensive course is specifically designed to satisfy CFTC and NFA ethics training requirements and expectations for newly registered NFA Associated Persons (APs) and individuals who have yet to complete a futures industry ethics training program. Initially introduced by Exchange Analytics in 1995, this course has since been completed by tens of thousands of APs and has become a cornerstone of new AP training.
| 50-60 minutes
This is a refresher version of our Initial Futures Ethics training and is expected to be taken at least every three years. This version is meant for that deal primarily with institutional clients or qualified investors, emphasizing trade practice requirements – particularly at the exchanges – and other transactional issues.
Futures Ethics Refresher (Retail)
| 50-60 minutes
This is a refresher version of our Initial Futures Ethics training and is expected to be taken at least every three years. This version of Periodic Ethics focuses on retail topics, emphasizing sales practice requirements and related matters, helping users to address contemporary issues related to interacting with retail clients.
| 50-60 minutes
The course is tailored for staff at U.S.-based financial firms who have previously completed a cybersecurity fundamentals course. The course is designed to satisfy NFA and FINRA requirements for mandatory cybersecurity awareness training by all employees of registered firms.
| 70-80 minutes
This comprehensive course is designed specifically for new hires or individuals who have not yet completed a cybersecurity course. It provides a thorough introduction to the techniques and motivations behind common cyber-attacks, equipping participants with the skills and awareness needed to help safeguard their organization, employees, clients, and shareholders.
| 40-50 minutes
Our most popular course, Anti-Money Laundering (AML), covers global standards for developing, deploying, and executing AML programs. It is updated continually to reflect changes to the Financial Action Task Force (FATF) ‘grey’ and ‘black’ lists, ensuring your compliance stays up to date.
| 40-50 minutes
This course is developed exclusively for registered Money Service Business (MSB) entities in the U.S. involved in account management and the flow of funds.
| 60-70 minutes
This comprehensive course is tailored specifically for new hires or individuals new to AML compliance, providing a foundational understanding of anti-money laundering principles. Participants will gain essential knowledge of the key elements required to maintain an effective AML compliance program, including the steps involved in a customer identification process.
| 40-50 minutes
Under the Bank Secrecy Act, the U.S. Treasury Department has established stringent AML protocols that apply to Residential Mortgage Loan Originators (RMLOs). These protocols emphasize developing and implementing comprehensive compliance training programs designed to address money laundering and fraud prevention.
| 15 minutes
This course is an introduction to U.S. prediction markets that allow participants to trade contracts tied to real-world outcomes such as elections, sporting events, and economic indicators. Understanding how these markets operate helps ensure participants engage with integrity, fairness, and in compliance with applicable laws and regulations.
| 50-60 minutes
This course informs futures professionals of trade practice requirements and restrictions under the Commodity Exchange Act, CFTC regulations, and the rules of derivatives self-regulatory organizations, with a focus on the Kalshi Exchange.
| 50-60 minutes
This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11. It provides comprehensive instruction on key regulatory responsibilities, including customer funds protection, reporting and disclosures, risk management, and the identification and reporting of suspected policy breaches, along with the serious consequences of non-compliance. The course also features in-depth discussions of exchange disciplinary cases, offering valuable insights into the latest regulatory developments and challenges.
| 20-30 minutes
This version of our standard course includes an optimized learning path for advanced students. Those who score 80% or higher on a 15-question assessment can satisfy their annual training requirement by “testing through” the full course material and reviewing a section focused on regulatory updates and core concepts.
| 50-60 minutes
This course covers key topics for traders and firm personnel, including Supervisory Responsibilities, Spoofing, Messaging Infractions, Wash Sales, Disruptive Trading Practices, Market Manipulation, Pre-Arranged Trading, and more. Our training is designed to help your team navigate complex regulatory requirements, avoid common supervisory pitfalls, and reduce the risk of disciplinary actions.
| 35-40 minutes
Designed to fulfill mandatory training requirements outlined in the CFTC and SEC Red Flag Rules, this course provides a deep dive into cybersecurity, with a focus on preventing identity theft. Specific topics include risk identification, considerations around opening new accounts, program implementation, program reviews, and best practices for mitigating the likelihood of identity theft.
| 40-50 minutes
In alignment with ICE’s 2019 guidance on the Duty to Supervise and CME Group’s 2024 Market Regulation Advisory Notice (RA2403-5), comprehensive firm training is essential for meeting supervisory responsibilities. This course covers key topics essential for traders and firm personnel, including Pre-Execution Communication Practices, Cross Orders, Block Trading, EFRPs, and more.
| 70-80 minutes
Our international version is an extension of our U.S. Noncompetitive Trading course and is designed to help provide a deep understanding of major exchanges worldwide. This course builds upon the foundational knowledge covered in our U.S. version and extends its reach to major exchanges in the U.S., Europe, and Asia.
| 50-60 minutes
This course is designed to satisfy the CFTC and NFA ethics training requirements for Swap Dealers and their Associated Persons, and other registered individuals. This course covers various topics, including but not limited to: “Know your counterparty” requirements, Institutional suitability and safe harbor, Dealing with special entities, Conflict partitions, and Daily Marks. The customization of this training is tailored to align with the business activities of Swap Dealers, as recommended by NFA Interpretive Notice 9051.
| 90-120 minutes
Designed for new employees of CFTC-registered Swap Dealers, this comprehensive best-practices course satisfies both ethics and marketing supervision training requirements. It delivers a foundational understanding of industry structure and rules, supervisory systems and internal controls, conflict-of-interest avoidance, and counterparty considerations—while eliminating the need for separate ethics and marketing supervision courses.
| 25-30 minutes
Swap Dealers are required to train employees on the proper use of marketing materials. In 2020, the NFA issued Interpretive Notice 9077, which mandates training for individuals who develop, approve, or distribute marketing communications. This course satisfies that requirement and helps participants effectively oversee marketing activities, ensure regulatory compliance, and apply appropriate governance standards.
| 15-20 minutes
This course discusses the characteristics of a hostile work environment with suggestions for promoting a positive environment that includes a zero-tolerance policy, employee training and productive communication.
| 35-45 minutes
The FX Global Code of Conduct (Code) was developed as guidance to promote fair and effective trading in the complex and diverse market of the Foreign Exchange. This course can be tailored using your organization’s Global FX Committee Proportionality Self-Assessment results, supporting proportional implementation of foreign exchange compliance, governance, execution practices, and operational risk management based on your firm’s FX market role and business activity.
| 25-30 minutes
Every employer in the state of Illinois is required to provide employees with sexual harassment prevention training that complies with section 2-109 of the Illinois Human Rights Act (IHRA). Our course covers all aspects of required training.
| 45-50 minutes
Every employer in the state of New York is required to provide employees with sexual harassment prevention training that complies with section 201-g of New York’s Labor Law. Our course covers all aspects of required training.