Derivatives Market Conduct
Price: $35
Length of Course: 50-60 min
Platform: Accessible from any device with seamless progress tracking
Course Outline & Provider Qualifications
This course is designed to help U.S. derivatives traders avoid a wide range of regulatory and exchange violations, including spoofing, messaging infractions, wash sales, disruptive trading practices, market manipulation, pre-arranged trading, and other offenses.
Learning Objectives
- Understand the legal framework governing derivatives trading, including the roles of regulatory bodies like the CFTC and SROs.
- Recognize and differentiate exchange trade practice requirements like wash sales, spoofing, and market manipulation.
- Implement effective compliance strategies for trader identification, recordkeeping, and messaging.
- Analyze real-world cases to understand market misconduct, regulatory responses, and their impact.
Trusted by
Industry Giants
Course Content
Administrative Advantages
- Dedicated Management Portal: A separate secure login designed specifically for management.
- Real-time Tracking: Instant access to view individual employee progress and completion status.
- Reporting Access: Download certificates and reports including information about training progress, courses, system log, and much more.
Why Our Clients Choose Us
First-Class
Customer Service
“Team’s commitment to swift and personalized communication sets them apart.”
User-Friendly
Training Portal
“Ease of Learning Management System.”
Compliance Officer
Empowerment
“Ability for CO’s to log in and view employee training status.”
Current and Comprehensive
Content
“Regularly updated course material.”
Individual Learner
Register as an individual user & pay by credit card.
Purchase For Your Firm
Register employees for training. Email orders@xanalytics.com or contact us.
