Noncompetitive Trading – U.S. Derivatives Exchanges
Price: $40
Length of Course: 40-50 min
Platform: Accessible from any device with seamless progress tracking
Course Outline & Provider Qualifications
Dive into the intricate world of noncompetitive trading requirements at major derivatives exchanges in the United States with our comprehensive course. Designed for both seasoned professionals and newcomers to the derivatives market, this course provides a thorough understanding of the regulatory frameworks, pre-execution communication practices, cross orders, block trading, and EFRPs, while avoiding the potential pitfalls and regulatory challenges of executing these trades.
Learning Objectives
- Understand the regulatory structure of U.S. derivatives exchanges and differentiate between competitive and noncompetitive transactions.
- Learn about pre-execution communication practices, including consent, confidentiality, and insider trading prevention.
- Explore trading opposite customer orders and block trading fundamentals, including quantity thresholds and reporting requirements.
- Discover EFRP transactions and ensure compliance with execution procedures and reporting obligations.
Trusted by
Industry Giants
Course Content
Administrative Advantages
- Dedicated Management Portal: A separate secure login designed specifically for management.
- Real-time Tracking: Instant access to view individual employee progress and completion status.
- Reporting Access: Download certificates and reports including information about training progress, courses, system log, and much more.
Why Our Clients Choose Us
First-Class
Customer Service
“Team’s commitment to swift and personalized communication sets them apart.”
User-Friendly
Training Portal
“Ease of Learning Management System.”
Compliance Officer
Empowerment
“Ability for CO’s to log in and view employee training status.”
Current and Comprehensive
Content
“Regularly updated course material.”
Individual Learner
Register as an individual user & pay by credit card.
Purchase For Your Firm
Register employees for training. Email orders@xanalytics.com or contact us.
