Intro to Swap Dealer Requirements
Length of Course: 90-120 min
Description: Designed for new employees of CFTC-registered Swap Dealers, this comprehensive best practices course provides individuals a foundational understanding of industry structure and rules, supervisory systems and internal controls, avoiding conflicts of interest, counterparty considerations, and more. It is also designed to satisfy the ethics and marketing supervision training requirements so that individuals do not have to separately take those courses.
Register as an individual user & pay by credit card.