While serving 75% of U.S. futures clearing firms, we proudly partner with hundreds of broker-dealers, asset managers, introducing brokers, investment advisers, commodity trading advisors, commodity pool operators, swap dealers, exchanges and clearing houses. Our reach extends globally, collaborating with affiliates of two-thirds of all global systemically important banks while offering an innovative suite of courses for clients in over 40 countries.
Industries We Serve
Exchange Analytics’ suite of training courses covers primary areas of regulatory focus. We also design customized training courses for the special needs of Futures Commission Merchants, Broker/Dealers and other financial institutions.
MORTGAGE LOAN COURSES
Helping RMLOs fulfill their compliance obligations for almost a decade!
Under the Bank Secrecy Act, the U.S. Treasury Department has imposed specific AML protocols on Residential Mortgage Loan Originators (RMLOs), including implementing a compliance program that includes employee training on money laundering and fraud.
Our Cybersecurity and Identity Theft Prevention courses are a great way to help train staff on cyber risk and identity theft considerations.
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