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Financial Services Courses

Compliance Solutions Effortlessly

Exchange Analytics is a leading provider of regulatory compliance training to Financial Services and is trusted by over 75% of U.S. Futures Commission Merchants. Our suite of training courses covers both primary and secondary areas of regulatory focus for Futures, Securities, and Swaps Industries.

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SWAPS REGISTRATION TYPES

SECURITIES REGISTRATION TYPES

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“As NinjaTrader has evolved from an Introducing Broker to a FCM, Exchange Analytics has been right there to support our expanding compliance needs.”

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