Cybersecurity compliance for the Financial Sector
Length of Course: 50-60 min
Description: Annual cybersecurity training is required for all NFA registered firms and is highly recommended for FINRA registered firms as part of their ongoing obligations to maintain and enforce compliance programs with internal controls, policies and procedures. The course version for Financial Services firms includes a section tailored to industry-specific requirements in the U.S.
Responsibilities and procedures for reporting and responding to Security Incidents
Exchange Analytics has developed this course with best practices for employees and firms in mind. with specific requirements for Financial Services to drive regulatory compliance and be well-versed in industry-specific requirements governing the financial sector. For a holistic approach to Enterprise Risk Management, the participation of all employees in developing a strong understanding of cybersecurity threats is essential. In this course, we’ll cover how to stay in compliance with regulations around FINRA, SOX, GLBA, SEC, CFTC, NFA, and more. We’re leveraging years of real-world expertise to help firms align with control standards such as NIST, ISO and FFIEC.