Noncompetitive Trading – U.S. Derivatives Exchanges
Price: $40
Length of Course: 40-50 min
Platform: Accessible from any device with seamless progress tracking
Course Outline & Provider Qualifications
Navigate the intricate world of U.S. noncompetitive futures and derivatives trading with more confidence and reduce the risk of disciplinary actions. In alignment with ICE’s 2019 guidance on the Duty to Supervise and CME Group’s 2024 Market Regulation Advisory Notice (RA2403-5), comprehensive firm training is essential for meeting supervisory responsibilities. This course covers key topics essential for traders and firm personnel, including Pre-Execution Communication Practices, Cross Orders, Block Trading, EFRPs, and more.
Learning Objectives
- Understand the regulatory structure of U.S. derivatives exchanges and differentiate between competitive and noncompetitive transactions.
- Learn about pre-execution communication practices, including consent, confidentiality, and insider trading prevention.
- Explore trading opposite customer orders and block trading fundamentals, including quantity thresholds and reporting requirements.
- Discover EFRP transactions and ensure compliance with execution procedures and reporting obligations.
Trusted by
Industry Giants
Course Content
Administrative Advantages
- Dedicated Management Portal: A separate secure login designed specifically for management.
- Real-time Tracking: Instant access to view individual employee progress and completion status.
- Reporting Access: Download certificates and reports including information about training progress, courses, system log, and much more.
Why Our Clients Choose Us
First-Class
Customer Service
“Team’s commitment to swift and personalized communication sets them apart.”
User-Friendly
Training Portal
“Ease of Learning Management System.”
Compliance Officer
Empowerment
“Ability for CO’s to log in and view employee training status.”
Current and Comprehensive
Content
“Regularly updated course material.”
Individual Learner
Register as an individual user & pay by credit card.
Purchase For Your Firm
Register employees for training. Email orders@xanalytics.com or contact us.
