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Regulation Best Interest

Price:  $35

Length of Course:  30-40 min

Description: Explore our Reg BI course for Brokers, Investment Advisers, and dually registered representatives. This course is designed to provide insight into the obligations of Broker-Dealers and Investment Advisers when offering recommendations or investment advice to retail clients. Additionally, our training experience offers customized learning paths depending on an individual’s registration type. This course is recommended to be taken every 2-3 years by individuals, managers, and trade support personnel at firms active in the U.S. futures and swaps markets.

Individual Learner

Register as an individual user & pay by credit card.

Purchase For Your Firm

Register employees for training. Email or contact us.