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Regulation Best Interest

Price:  $35

Length of Course:  30-40 min

Description: The SEC's Regulation Best Interest is a principles-based rule intended to clarify the obligations of Broker-Dealers and Investment Advisers when they provide recommendations or investment advice to retail clients. This course is intended to help provide a good understanding of the requirements of this rule. This course is recommended to be taken every 2-3 years by individuals, managers, and trade support personnel at firms active in the U.S. futures and swaps markets.

Individual Learner

Register as an individual user & pay by credit card.

Access Through Your Firm

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