The new Exchange Analytics Anti-Money Laundering training course has a fresh look! We’ve added interactive features and highlighted recent regulatory actions and disciplinary cases.
Things change fast in the AML arena. Our course will bring your staff up-to-speed on changing “legal entity customer” rules, important “red flag” warning signs, Financial Action Task Force report findings and much more.
Futures Commission Merchants, Introducing Brokers, Broker/Dealers and Registered Investment Advisors are required to provide ongoing AML education to appropriate personnel.
NFA-regulated firms are required to provide trading at least every 12 months, while FINRA-regulated firms are encouraged to provide training at least annually.
Exchange Analytics has provided industry-best AML courses continuously since training was mandated by the USA PATRIOT Act in 2002.
Our new course is co-authored by and an attorney and a Certified Anti-Money Laundering Specialist. Both have more than 35 years of experience in the financial services industry.