Exchange Analytics

A leader in futures/derivatives and securities compliance training and certification.

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Industries We Serve

Exchange Analytics provides web-based regulatory compliance training to participants in the futures, securities, swaps and mortgage industries. Our suite of courses covers an innovative array of offerings for our clients, including ethics, cybersecurity, anti-money laundering, courses for swaps dealers and much more! We also offer an extensive range of customized course capabilities to help clients manage their firm-specific regulatory requirements. Today, we serve approximately 75 percent of U.S. futures clearing firms, two-thirds of all globally systemically important banks, and clients in over 40 countries.

FINANCIAL SERVICES

Securities, Futures, and Swaps Professionals

We have expanded our course offerings to cover the swaps market, securities market, and now deliver courses for non-U.S. markets. Find your required and best practice courses simply by searching registration type Here!

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MORTGAGE

Residential Mortgage Lenders & Originators

Under the Treasury Department’s Bank Secrecy Act (BSA), The Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.

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CUSTOMIZED CORPORATE SOLUTIONS

Build a Course to Suit Your Needs

We offer an extensive range of customized course capabilities that includes authoring, developing, and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.

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