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Regulatory Compliance Training
that You Can Trust

Exchange Analytics is the leading provider of regulatory compliance training for U.S.-listed derivatives markets. For over 30 years, we have continually helped CFTC and NFA registrants satisfy their training requirements. In addition to working with 75% of U.S. futures clearing firms, we serve hundreds of broker-dealers, asset managers, introducing brokers, investment advisers, commodity trading advisors, commodity pool operators, swap dealers, exchanges and clearing houses. We work with the affiliates of two-thirds of all global systemically important banks and offer an innovative array of courses for clients in over 40 countries.

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Industries We Serve

Exchange Analytics develops and distributes regulatory compliance training for the financial services and mortgage origination industries as our primary areas of focus. After getting started with futures traders in Chicago, we now regularly serve clients in the equities, swaps, and fixed-income markets. We also help mortgage loan originators and money service businesses meet their compliance training requirements.

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Securities, Futures, and Swaps Professionals

We have expanded our course offerings to cover the swaps market, securities market, and now deliver courses for non-U.S. markets. Find your required and best practice courses simply by searching registration type Here!

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Residential Mortgage Lenders & Originators

Under the Treasury Department’s Bank Secrecy Act (BSA), The Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.

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Build a Course to Suit Your Needs

We offer extensive customized course capabilities, including authoring, developing and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.

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