Exchange Analytics’ suite of training courses covers primary areas of regulatory focus. We also design customized training courses for the special needs of Futures Commission Merchants, Broker/Dealers and other financial institutions.
Exchange Analytics
A leader in futures/derivatives and securities compliance training and certification.
Quick Links
FINANCIAL SERVICES
Securities, Futures, and Swaps Professionals
We have expanded our course offerings to cover the swaps market, securities market, and now deliver courses for non-U.S. markets. Find your required and best practice courses simply by searching registration type Here!
View Courses
MORTGAGE
Residential Mortgage Lenders & Originators
Under the Treasury Department’s Bank Secrecy Act (BSA), The Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.
View Courses
CUSTOMIZED CORPORATE SOLUTIONS
Build a Course to Suit Your Needs
We offer extensive customized course capabilities, including authoring, developing and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.
Get a Quote
