Exchange Analytics

A leader in futures/derivatives and securities compliance training and certification.

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Industries We Serve

Exchange Analytics’ suite of training courses covers primary areas of regulatory focus.  We also design customized training courses for the special needs of Futures Commission Merchants, Broker/Dealers and other financial institutions.

FINANCIAL SERVICES

Securities, Futures, and Swaps Professionals

Whether you are preparing to pass your licensing exam or are in need of regulatory compliance training in the Futures, Securities, or Swaps industry, Exchange Analytics is here to help.

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MORTGAGE

Residential Mortgage Lenders & Originators

Under the Treasury Department’s Bank Secrecy Act (BSA), The Financial Crimes Enforcement Network (FinCEN) requires non-bank residential mortgage lenders and originators (RMLOs) to implement an Anti-Money Laundering Program and file Suspicious Activity Reports (SARs) for certain loan transactions.

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CUSTOMIZED CORPORATE SOLUTIONS

Build a Course to Suit Your Needs

We offer an extensive range of customized course capabilities that includes authoring, developing, and distributing firm-specific regulatory requirements. Our full-service work is personalized to include specific client content and proprietary policy and procedure requirements.

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