Our Commitment to a Great Cause
♦AML Training for Habitat for Humanity Greater Orlando & Osceola County♦ Exchange Analytics was…
Joseph AdamczykOctober 17, 2019
Video: Exchange Analytics’ Larry Israel at World of Opportunity
♦Perspectives from Marketswiki Education World of Opportunity♦ John Lothian Productions has just released a video…
Joseph AdamczykSeptember 10, 2019
Anti-Money Laundering Course for Mortgage Industry
♦New Anti-Money Laundering Course for Mortgage Brokers & Lenders♦ Our new AML course for Retail…
Joseph AdamczykAugust 15, 2019
What the heck does “annual” mean, anyway?
♦AML and Cybersecurity: A Tale of Two Deadlines♦ Earlier this year the National Futures Association…
Joseph AdamczykJune 17, 2019
A Must-Read: CFTC Enforcement Manual
♦An Agency First: CFTC DOE Enforcement Manual♦ The new Enforcement Manual issued by the…
Joseph AdamczykMay 23, 2019
“Regulatory creep” on the spoofing front
♦U.S. vs. Thakkar: Non-Traders Beware♦ One of the most fascinating panel discussions at last…
Joseph AdamczykMay 16, 2019
You Better Know the Nuances
♦Market Conduct Update: Pre-Open Guidance♦ CME Group released a Market Regulation Advisory last week…
Joseph AdamczykApril 18, 2019
CME Advisory: EFRPs Better Be Bona Fide
♦CME Advisory: Off-Market EFRPs Will Be Scrutinized♦ In an amended Market Regulation Advisory Notice…
Joseph AdamczykMarch 22, 2019
