Military Spouse Employment
*Hope for a Brighter Future for Military Spouse Employment* By Amanda Potter | Head of…
Amanda PotterMarch 4, 2021
Regulators not “letting up” amid Covid
Regulators are becoming more adept at remote market surveillance on pace with the financial industry’s…
adminOctober 23, 2020
Exchange Analytics Co-Hosts Annual Chicago Conference
On October 20, 2020, Exchange Analytics co-hosted our Annual Chicago Conference on Futures and Derivatives…
adminOctober 22, 2020
Exchange Analytics Welcomes Industry Veteran Joe Adamczyk
♦Announcing New Leadership♦ Exchange Analytics, a leading provider of regulatory compliance training and support services,…
Joseph AdamczykJuly 18, 2020
The cost of “Failure to Train”
♦Failure to Train Comes at a Price♦ New York Mercantile Exchange Business Conduct Committee…
Joseph AdamczykMay 5, 2020
Failure to Train = Failure to Supervise
♦Avoid the Failure-to-Supervise Trap♦ Increasingly, regulators are viewing a failure to train employees as…
Joseph AdamczykMarch 6, 2020
AML Audits From Our Affiliate EA Compliance
♦Anti-Money Laundering audits is all they do!♦ As you know, an independent AML performance…
Joseph AdamczykFebruary 20, 2020
Just released: New Anti-Money Laundering course
♦Death, Taxes and AML Training♦ If your firm is an FCM, IB or BD, one…
Joseph AdamczykNovember 7, 2019
