Annual Cybersecurity Training: It’s the Law Jan 29, 2019 ♦Mark Your Calendar for Cybersecurity Training Changes♦ Notable changes to Cybersecurity training requirements go into… Read More
CE Credits Are Baked In The Ethics Cake Jan 02, 2019 ♦Extra Credit♦ Completing an Exchange Analytics Futures Ethics course does more than satisfy regulatory… Read More
CFTC Enforcement Report an Eye-Opener Dec 13, 2018 ♦Serious About Enforcement♦ The Commodity Futures Trading Commission’s Division of Enforcement was crystal clear… Read More
Podcast Featuring EA president Larry Israel Nov 13, 2018 ♦What the Heck are Futures & Derivatives Anyway?♦ That was the apt title of last… Read More
Avoid violations, mitigate consequences Oct 19, 2018 ♦It’s a Wash♦ Earlier this month, TRC World Group agreed to pay a $30,000… Read More
Another trader dinged for spoofing Oct 15, 2018 ♦Spoofing Across Multiple Exchanges♦ A series of disciplinary notices released by the CME Business Conduct… Read More
Identity Theft – Next Regulatory Frontier? Oct 11, 2018 ♦SEC Action signals End of Identity theft Complacency♦ A cease-and-desist order along with a… Read More
All the Right Reasons to Use Exchange Analytics Training Oct 02, 2018 ♦Our Training Value Proposition♦ We have received a few phone calls asking us whether… Read More