CFTC Enforcement Report an Eye-Opener Dec 13, 2018 ♦Serious About Enforcement♦ The Commodity Futures Trading Commission’s Division of Enforcement was crystal clear… Read More
Podcast Featuring Larry Israel Nov 13, 2018 ♦What the Heck are Futures & Derivatives Anyway?♦ That was the apt title of last… Read More
Avoid violations, mitigate consequences Oct 19, 2018 ♦It’s a Wash♦ Earlier this month, TRC World Group agreed to pay a $30,000… Read More
Another trader dinged for spoofing Oct 15, 2018 ♦Spoofing Across Multiple Exchanges♦ A series of disciplinary notices released by the CME Business Conduct… Read More
Identity Theft – Next Regulatory Frontier? Oct 11, 2018 ♦SEC Action signals End of Identity theft Complacency♦ A cease-and-desist order along with a… Read More
All the Right Reasons to Use Exchange Analytics Training Oct 02, 2018 ♦Our Training Value Proposition♦ We have received a few phone calls asking us whether… Read More
A Close Look at a Spoofing Acquittal Aug 21, 2018 ♦Verdict: Not Guilty♦ The recent federal court acquittal of Swiss trader Andre Flotron is… Read More
New Video Aug 08, 2018 ♦It’s Just Cheaper on the Front End♦ In a new video, former Federal Prosecutor… Read More