• Courses
    • Anti-Money Laundering
    • Customer Protection Rule
    • Cybersecurity
    • Ethics (Initial and Periodic)
    • Identity Theft Prevention
    • Market Conduct
    • Noncompetitive Trading
  • About Us
  • Start or Re-enter a Course
  • Exam Study Guides
  • Partnerships
  • News
  • Contact Us
  • Courses
    • Anti-Money Laundering
    • Customer Protection Rule
    • Cybersecurity
    • Ethics (Initial and Periodic)
    • Identity Theft Prevention
    • Market Conduct
    • Noncompetitive Trading
  • About Us
  • Start or Re-enter a Course
  • Exam Study Guides
  • Partnerships
  • News
  • Contact Us
  • Futures/Derivatives Compliance
  • Securities Compliance
  • Customized Training Courses

News

Annual Cybersecurity Training: It’s the Law

Jan 29, 2019

♦Mark Your Calendar for Cybersecurity Training Changes♦ Notable changes to Cybersecurity training requirements go into…

Read More

Posted in News

CE Credits Are Baked In The Ethics Cake

Jan 02, 2019

  ♦Extra Credit♦ Completing an Exchange Analytics Futures Ethics course does more than satisfy regulatory…

Read More

Posted in News

CFTC Enforcement Report an Eye-Opener

Dec 13, 2018

  ♦Serious About Enforcement♦ The Commodity Futures Trading Commission’s Division of Enforcement was crystal clear…

Read More

Posted in News

Podcast Featuring EA president Larry Israel

Nov 13, 2018

♦What the Heck are Futures & Derivatives Anyway?♦ That was the apt title of last…

Read More

Posted in News

Avoid violations, mitigate consequences

Oct 19, 2018

  ♦It’s a Wash♦ Earlier this month, TRC World Group agreed to pay a $30,000…

Read More

Posted in News

Another trader dinged for spoofing

Oct 15, 2018

♦Spoofing Across Multiple Exchanges♦ A series of disciplinary notices released by the CME Business Conduct…

Read More

Posted in News

Identity Theft – Next Regulatory Frontier?

Oct 11, 2018

  ♦SEC Action signals End of Identity theft Complacency♦ A cease-and-desist order along with a…

Read More

Posted in News

All the Right Reasons to Use Exchange Analytics Training

Oct 02, 2018

  ♦Our Training Value Proposition♦ We have received a few phone calls asking us whether…

Read More

Posted in News
  • 03
  • 04
  • 05
  • 06

Exchange Analytics Inc.

5134 Station Way
Sarasota, FL 34233
  • 847.266.7602
  • info@xanalytics.com
  • LinkedIn
  • Futures/Derivatives Compliance
  • Securities Compliance
  • Futures Exam Study Courses
  • Customized Training Courses
  • Start or Re-enter a Course
  • About Us
  • Terms Of Use
  • Privacy Policy
  • Contact Us

We are using cookies to give you the best experience on our website. Our cookies policy you can find here.

You can find out more about which cookies we are using or switch them off in settings.

Exchange Analytics Inc.
Powered by  GDPR Cookie Compliance
Privacy Overview

This website uses cookies so that we can provide you with the best user experience possible. Cookie information is stored in your browser and performs functions such as recognising you when you return to our website and helping our team to understand which sections of the website you find most interesting and useful.

Strictly Necessary Cookies

Strictly Necessary Cookie should be enabled at all times so that we can save your preferences for cookie settings.

If you disable this cookie, we will not be able to save your preferences. This means that every time you visit this website you will need to enable or disable cookies again.