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Registered Investment Adviser Courses

Choose from the courses you need to satisfy your regulatory compliance requirements. If you need help at anytime, please reach out to our staff. We are happy to help.

AML Introduction
$40
AML Refresher
$30
Cybersecurity Introduction
$50
Cybersecurity Refresher
$40
Identity Theft Prevention
$35
Regulation Best Interest
$35

Required Courses

Regulation Best Interest
(discretionary)
Identity Theft Prevention
(at least every 2 years)
Cybersecurity
Annually

Recommended Courses

Anti-money Laundering
Annually

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Our Clients

“As NinjaTrader has evolved from an Introducing Broker to a FCM, Exchange Analytics has been right there to support our expanding compliance needs.”

NinjaTrader