Associated Person Courses

Pick and choose from the courses you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.

AML
$30
Cybersecurity
$40
Futures Ethics - Periodic (Institutional Version)
$45
Futures Ethics - Periodic (Retail Version)
$45
Futures Market Conduct
$35
Identity Theft Prevention
$35
Initial Futures Ethics
$75
Noncompetitive Trading - Global
$55
Noncompetitive Trading - U.S. Exchanges
$40
Requirements

Required Courses

Cybersecurity
Annually
Anti-money Laundering
ANNUALLY
Futures Ethics Initial
(w/in 6 months of hire)
Futures Ethics Periodic
(every 3 years)
Identity Theft Prevention
(at least every 2 years)

Recommended Courses

Market Conduct
(2-3 years)
Noncompetitive Trading - U.S. and Global
(2-3 years)