News

♦Block Out the Big Penalty♦ When the NYMEX Business Conduct Committee fined an introducing broker…

♦Mark Your Calendar for Cybersecurity Training Changes♦ Notable changes to Cybersecurity training requirements go into…

  ♦Extra Credit♦ Completing an Exchange Analytics Futures Ethics course does more than satisfy regulatory…

  ♦Serious About Enforcement♦ The Commodity Futures Trading Commission's Division of Enforcement was crystal clear…

♦What the Heck are Futures & Derivatives Anyway?♦ That was the apt title of last…

  ♦It's a Wash♦ Earlier this month, TRC World Group agreed to pay a $30,000…

♦Spoofing Across Multiple Exchanges♦ A series of disciplinary notices released by the CME Business Conduct…

  ♦SEC Action signals End of Identity theft Complacency♦ A cease-and-desist order along with a…