All the Right Reasons to Use Exchange Analytics Training
♦Our Training Value Proposition♦ We have received a few phone calls asking us whether the…
Joseph AdamczykOctober 2, 2018
A Close Look at a Spoofing Acquittal
♦Verdict: Not Guilty♦ The recent federal court acquittal of Swiss trader Andre Flotron is…
Joseph AdamczykAugust 21, 2018
New Video
♦It's Just Cheaper on the Front End♦ In a new video, former Federal Prosecutor…
Joseph AdamczykAugust 8, 2018
#1 Question We’re Asked
♦Who Needs What, and When?♦ Who is required to take Anti-Money Laundering and Cybersecurity…
Joseph AdamczykJuly 18, 2018
When Supervision is Less Than Super
♦The ABCs of the AlphaBit Settlement♦ "It shall be an offense for any party…
Joseph AdamczykJuly 9, 2018
Don’t Overlook Post-Execution Allocation Rules
♦Don't Overlook Post-Execution Allocation Rules♦ Attorneys Liz Lyons and Mitch Goldberg call it a…
Joseph AdamczykJune 25, 2018
Market Conduct Can’t Be “Check the Box” Training
♦Spoofing, Surveillance, Supervision, Training♦ Training on spoofing and other disruptive trading practices "... cannot…
Joseph AdamczykJune 18, 2018
All the Way to the Supreme Court
♦Spoofing and the U.S. Supreme Court♦ The first person convicted under the anti-spoofing provision…
Joseph AdamczykMay 31, 2018
