All the Right Reasons to Use Exchange Analytics Training News All the Right Reasons to Use Exchange Analytics Training ♦Our Training Value Proposition♦ We have received a few phone calls asking us whether the…Joseph AdamczykOctober 2, 2018
A Close Look at a Spoofing Acquittal News A Close Look at a Spoofing Acquittal ♦Verdict: Not Guilty♦ The recent federal court acquittal of Swiss trader Andre Flotron is…Joseph AdamczykAugust 21, 2018
New Video News New Video ♦It's Just Cheaper on the Front End♦ In a new video, former Federal Prosecutor…Joseph AdamczykAugust 8, 2018
#1 Question We’re Asked News #1 Question We’re Asked ♦Who Needs What, and When?♦ Who is required to take Anti-Money Laundering and Cybersecurity…Joseph AdamczykJuly 18, 2018
When Supervision is Less Than Super News When Supervision is Less Than Super ♦The ABCs of the AlphaBit Settlement♦ "It shall be an offense for any party…Joseph AdamczykJuly 9, 2018
Don’t Overlook Post-Execution Allocation Rules News Don’t Overlook Post-Execution Allocation Rules ♦Don't Overlook Post-Execution Allocation Rules♦ Attorneys Liz Lyons and Mitch Goldberg call it a…Joseph AdamczykJune 25, 2018
Market Conduct Can’t Be “Check the Box” Training News Market Conduct Can’t Be “Check the Box” Training ♦Spoofing, Surveillance, Supervision, Training♦ Training on spoofing and other disruptive trading practices "... cannot…Joseph AdamczykJune 18, 2018
All the Way to the Supreme Court News All the Way to the Supreme Court ♦Spoofing and the U.S. Supreme Court♦ The first person convicted under the anti-spoofing provision…Joseph AdamczykMay 31, 2018