Commodity Pool Operator Courses

Pick and choose from the courses you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.

Requirements

These courses are required

Cybersecurity
Annually
Futures Ethics Initial
(w/in 6 months of hire)
Futures Ethics Periodic
(every 3 years)
Identity Theft Prevention
(at least every 2 years)

Recommended Courses

Anti-money Laundering
(2-3 years)
Market Conduct
(2-3 years)
Noncompetitive Trading - U.S. and Global
(2-3 years)
Intro to Asset Management
(upon hire)