Futures Commission Merchant Courses

Pick and choose from the courses you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.

Requirements

These courses are required

Anti-money Laundering
Annually
Customer Protection Rule
Annually
Cybersecurity
Annually
Futures Ethics Initial
(w/in 6 months of hire)
Futures Ethics Periodic
(every 3 years)
Identity Theft Prevention
(at least every 2 years)

Recommended Courses

Market Conduct
(2-3 years)
Noncompetitive Trading - U.S. and Global
(2-3 years)