Key Courses for Swap Dealers
Pick and choose from the courses you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.
Swap Dealer Bundles
An entity that holds itself out as a dealer in swaps; makes a market in swaps; regularly enters into swaps with counter-parties as an ordinary course of business for its own account; or engages in any activity causing the entity to be commonly known in the trade as a dealer or market maker in swaps.