Security Based Swap Dealer Courses

Pick and choose from the courses you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.

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Anti-Bribery & Anti-Corruption Course (FCPA)

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Cybersecurity Fundamentals

Cybersecurity Fundamentals Continuing Legal Education Credit Application for New York accreditation of this course to…

Futures Ethics – Periodic (Institutional Version)

Price:  Length of Course:  Description: 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 Individual Learner Register & pay by credit card. Purchase…

Hostile Work Environment Prevention

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Initial Futures Ethics

Learning Objectives Administrative Advantages Dedicated Management Portal: A separate secure login designed specifically for management.…

Preventing Financial Exploitation of Specified Adults

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Sanctions

Price:  Length of Course:  Description: Buy Now Individual Learner Register as an individual user &…

Sexual Harassment Prevention (IL)

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Sexual Harassment Prevention (NY)

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Requirements & Recommendations

Required Courses

Anti-money Laundering
(Annually)
Cybersecurity
(Annually)
Identity Theft Prevention
(at least every 2 years)

Recommended Courses

Intro to Asset Management
(Upon hire)
Security-based Swap Dealer Requirements
(Upon hire)