Security Based Swap Dealer Bundles
Security Based Swap Dealer Courses

Pick and choose from the course's you need to satisfy your financial compliance certificate. If you need help at anytime, please reach out to our staff. We are happy to help.

Requirements

These courses are required

Cybersecurity
Annually

Recommended Courses

Anti-money Laundering
(annually)
Security-based Swap Dealer Requirements
(upon hire)
Identity Theft Prevention
(at least every 2 years)